Transfer Transaction Detail Field Definitions
Field definitions are listed in the order as they appear, grouped by categories. The following table shows the field definitions available from the Transfer Information section of the Transfer Detail page.
14-digit ACATS control number. You can find this number on reports produced by the ACATS system. The ACATS control number CCYYDDDNNNNNNN format breaks down as follows:
- CC–Millennium and century of the transfer submission.
- YY–Year of the transfer submission.
- DDD–Julian date of the transfer submission.
- NNNNNNN–System-assigned sequence number.
Code identifying the type of transfer. Including:
- FRV – Fail Reversal
- FUL – Full transfer
- PTD – Partial Transfer (Deliverer)
- PTF – Position Transfer Fund
- PTR – Partial Transfer (Receiver)
- RCL – Reclaim
- RCR – Residual Credit
- MFC – Mutual Fund Cleanup
Four-digit NSCC account number of the participant who is the original deliverer of the assets.
Actual business day in a specific status. Unless a subsequent action or input changes the status again, a transfer remains in that status until the end of the business day.
The following table shows the field definitions available from the Transaction Information section of the Transfer Transaction Detail page.
Multi-batch cycle number in which the input transactions were input. For a list of input and output times associated with each cycle, see the ACATS User Guide available in the DTCC Learning Center.
Displays the code for the system action as:
- ACC – Accepted the transfer.
- ACC WITH ERR – Accepted with errors. Applies only to full transfers with a 220–Review Error status.
- MOD – Modified the transfer.
- REJ – Rejected the transfer.
Code that identifies the reason the system rejected the transfer.
- 01 – Invalid field.
- 02 – Missed cutoff.
- 03 – Associated record not present or invalid.
- 04 – Physical records out of sequence.
- 05 – Invalid physical sequence number.
- 06 – Logical records out of sequence.
- 07 – Invalid logical sequence number.
- 08 – Invalid length of record.
- 09 – Invalid record contents.
- 10 – Invalid Add transaction – record does not exist.
- 11 – Invalid Chg transaction – record does not exist.
- 12 – Invalid Del transaction – record does not exist.
- 13 – Requested action invalid due to transfer status.
- 14 – Transaction invalid for contra participant.
- 15 – Transaction invalid for submitting participant.
- 16 – Invalid participant.
- 17 – Invalid nonstandard transaction – invalid physical sequence.
- 18 – Invalid nonstandard transaction – restricted asset type or settlement location.
- 19 – Invalid transaction – Fund Registration already sent to Fund/SERV.
Status of the transaction transfer.
- 100–Request
- 110–Request Adjust
- 120–Request Adjust Past
- 130–Request Past
- 140–Request Reject
- 200–Review
- 210–Review Adjust Deliverer
- 220–Review Error
- 230–Review Accelerate
- 240–Review Adjust Receiver Accelerate
- 300–Settle Prep
- 310–Settle Close
- 400–Close Purge
- 500–Request (PTR)
- 510–Memo Purge (PTR)
- 600–Reject
- 900–System Purge
Status of the transaction transfer.
- 100–Request
- 110–Request Adjust
- 120–Request Adjust Past
- 130–Request Past
- 140–Request Reject
- 200–Review
- 210–Review Adjust Deliverer
- 220–Review Error
- 230–Review Accelerate
- 240–Review Adjust Receiver Accelerate
- 300–Settle Prep
- 310–Settle Close
- 400–Close Purge
- 500–Request (PTR)
- 510–Memo Purge (PTR)
- 600–Reject
- 900–System Purge
- AT–Asset transfer input
- FR–Fund registration input
- IR–Insurance registration input
- TI–Transfer input
Mutual Fund – 0550
All others – 0431
Code that identifies the transaction type.
- A–Add
- C–Change
- R–Reject
- X–Accelerate
Code identifying the type of transfer. Including:
- FRV – Fail Reversal
- FUL – Full transfer
- PTD – Partial Transfer (Deliverer)
- PTF – Position Transfer Fund
- PTR – Partial Transfer (Receiver)
- RCL – Reclaim
- RCR – Residual Credit
- MFC – Mutual Fund Cleanup
Indicates the customer account type of the original receiver.
- 4K = 401K
- AG = Agency
- BC = Bank Custody
- CO = Corporate
- CT = Co-Trustee
- CU = Custodian (UGMA)
- DR = Direct Rollover
- EI = Educational IRA
- ES = Estate
- IR = IRA
- JT = Joint
- MS = Medical Savings Account
- OT = Other
- QP = Qualified/Profit Sharing/Pension
- RI = Roth IRA
- SI = Simple IRA
- SN = Single
- TR = Trust
Indicates whether the transfer was a gift or donation. Valid values are:
- 0–No, transfer is not a gift/donation.
- 1–Yes, transfer is a gift/donation.
Code identifying the type of transfer. Original deliverers can use the following reject codes:
- 01 = Social security number/tax ID mismatch.
- 02 = Account title mismatch.
- 03 = Documentation needed.
- 04 = Account flat.
- 05 = Invalid account number.
- 06 = Duplicate
- 07 = Account in distribution or transfer.
- 08 = Client rescinded.
- 09 = Missing authorization signature.
Original receivers can use the following reject codes:
- 21 = Account violates credit policy of receiving firm. Reject of a full transfer or partial transfer receiver (PTR) because the account violates the credit policy of the receiving firm.
- 22 = Unrecognized for residual credit (RCR) balance.
- 23 = Partial transfer (deliverer initiated) reject. Reject of a partial transfer (PTD) initiated by the deliverer.
- 24 = Fail reversal (FRV) reject.
- 25 = Reclaim (RCL) reject.
- 27 = Mutual fund cleanup (MFC) reject.
Valid 14-digit ACATS control number of the prior associated transfer. You can find this number on reports produced by the ACATS system. The ACATS control number CCYYDDDNNNNNNN format breaks down as follows:
- CC–Millennium and century of the transfer submission.
- YY–Year of the transfer submission.
- DDD–Julian date of the transfer submission.
- NNNNNNN–System-assigned sequence number.
